MiFID Reporting Eligibility Checker
Financial Instruments Reference Data Lookup for UK and Europe
Enter ISIN or string of Isins separated by comma. Click View Results to retrieve information from ESMA and the FCA FIRDS databases.
This tool determines the MiFID II transaction reporting obligations for a specific instrument by querying both the FCA FIRDS and ESMA FIRDS databases. This addresses Article 26(2)of MiFIR reportability. Users must enter underlying instrument codes individually in this tool to determine reportability of underlying instruments. Instruments are searched by ISIN and a list of venues and timestamps are retrieved. This data is downloadable to a csv file for further analysis by the user. Users requiring more complex search criteria are encouraged to contact Qomply who can make available further tools.
Disclaimer: Important: This tool is for information purposes only. Qomply can in no case be held responsible for the exactness of the results.
Three Data Input Options
OPTION 1
In the box above, enter the ISIN or a list of ISINs separated by a common. Then enter a Trade Date. If a trade date is not entered, it defaults to today.
The results show the reportability of each ISIN for that one trade date.
OPTION 2 - Subscription Users Only
Upload a CSV file containing a comma-separated list of ISINs. If a trade date is not entered, it defaults to today.
The results show the reportability of each ISIN for that one trade date.
OPTION 3 - Subscription Users Only
Upload a CSV file containing a comma-separated list of ISIN and Trade Date. The first column must contain the ISIN and the second column must contain the Trade Date.
The Trade Date field MUST conform to the expected format of YYYY-MM-DDThh:mm:ss.tttZ. If it does not conform, then the results will show a NULL trade date.
There is no need to enter column headers.
The results show the reportability of each ISIN on the specific Trade Date/Time provided for that ISIN. The granularity of the date and time are considered.
How confident are you that your MiFID reporting is correct?
Recent data from the FCA indicates that 50pct of firms may not be fully compliant with all aspects of MiFID.
Qomply empowers financial firms of all sizes to meet their regulatory transaction reporting requirements (MiFID, EMIR, SFTR, and ASIC) with best-in-class technology solutions that are easy to use and accurate.
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